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At MSB Compliance, Inc., our Independent Review evaluates whether your AML / CFT and Sanctions Compliance Program is tailored, risk-based, and effectively implemented. We assess whether your policies, procedures, and controls align with federal and state regulations, industry leading practices, and support a strong culture of compliance. This includes evaluating the effectiveness of your transaction monitoring and sanctions filtering programs.

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We adhere to key regulatory standards, including:

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• FinCEN and IRS BSA/AML Examination Manual

• FFIEC AML Examination Manual

• FATF Risk-Based Approach for Money Services Businesses​

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We provide ongoing feedback throughout the review to help you address issues promptly. Post  review, we are available to assist with any clarifications and can share the report with your banking partners, helping reinforce your compliance posture.

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Where remediation is required, MSB Compliance, Inc. can assist with separate advisory services.